Introduction to Yellow Book - 8 Credit Boot Camp
Title : Introduction to Yellow Book - 8 Credit Boot Camp
Instructors : Melisa Galasso
This course is designed for accountants in public practice and industry who focus on nonprofit and governmental entities. We will cover the basics needed to understand what makes nonprofit and governmental accounting & auditing unique. The course starts with the key financial reporting differences for governmental and nonprofit entities and then switches focus to review the fundamentals of Yellow Book and Uniform Guidance audits. This foundational course is perfect for those getting started in the nonprofit and governmental arena and those looking for a refresher.
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Field(s) of Study: Auditing Governmental , Accounting Governmental
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Learning Objectives
- Identify the proper accounting for governmental entities
- Recognize the CPE, reporting and independence requirements in Yellow Book
- Recall the performance and reporting requirements for Uniform Guidance
- Identify the proper accounting for transactions unique to nonprofit organizations
Level
BasicPrerequisites
None
Advanced Preparation
None
Common Yellow Book & Single Audit Deficiencies
Title : Common Yellow Book and Single Audit Deficiencies
Instructors : Melisa Galasso
This course will review focus areas for peer review of Single Audits and Yellow Book engagements. We discuss the requirements for major program determination, testing compliance, testing internal controls over compliance, sampling, and reporting for Single Audits. We also address Yellow Book CPE and independence requirements. In addition to providing an overview of the common deficiencies and key trends identified by the AICPA, this course will also provide best practices for how entities can properly perform procedures in these areas.
Field(s) of Study: Auditing Governmental
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Learning Objectives
- Recognize CPE requirements for Yellow Book engagements
- Perform a major program determination compliant with the Uniform Guidance
- Properly identify internal controls over compliance
- Identify compliance requirements in the Uniform Guidance
- Recognize the control risk and internal controls over compliance
- Identify the reporting requirements for Single Audits
- Properly perform sampling under the Uniform Guidance
- Recognize common audit deficiencies
- Recognize the independence requirements for Yellow Book
Level
IntermediatePrerequisites
Prior experience with GAGAS and Uniform Guidance
A Guide to Sampling - Part 1
Title : A Guide to Sampling - Part 1
Instructors : Melisa Galasso
Sampling is often identified as a common audit deficiency in peer review. This course will review when is sampling applicable and basics of planning a sample. We'll then focus on the application of sampling in financial statement audits with a look at sampling for substantive procedures. We'll look at the use of monetary unit sampling and tools that can be leveraged to reduce bias in sampling.
Field(s) of Study: Auditing
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Learning Objectives
- Identify when a procedure requires sampling
- Recall key elements of a sampling plan
- Recognize proper application of AU-C 530 for tests of details
- Perform MUS sampling
Level
BasicPrerequisites
None
Advanced Preparation
None
All About Fraud - Examples, Prevention and Auditing
Title : All About Fraud - Examples, Prevention And Auditing
Instructors : Melisa Galasso
Fraud is constantly in the news. Whether its employee retention credit mills, FTX, the City of Dixon, it appears like fraud is everywhere. We'll start this session with a review of the common fraud schemes as identified in the 2024 Report to the Nations. We'll also review the commonalities of fraudsters. We'll then look at methods of prevention. We'll close with a look at the auditor's responsibility for the consideration of fraud in AU-C 240.
Field(s) of Study: Auditing
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Learning Objectives
- Recall common fraud schemes
- Identify preventative measures to deter fraud
- Identify recent frauds in the news
- Recall the data from the 2024 Report to the Nation
- Identify the responsibility of the auditor with respect to fraud
Level
BasicPrerequisites
None
Advanced Preparation
None
Independence For Auditors - AICPA, PCAOB, GAO & DOL
Title : Independence for Auditors - AICPA, PCAOB, GAO, and DOL
Instructors : Melisa Galasso
This
course will look at the various rules related to Independence and compare and
contrast the requirements. This overview course will help auditors understand
the nuances of independence and insure they meet the requirements to perform
attest services for their clients. We will review the requirements for the
AICPA, GAO, DOL and PCAOB.
Field(s) of Study: Auditing
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Learning Objectives
Recognize the requirements for independence under AICPA, GAO, DOL and PCAOB
Level
UpdatePrerequisites
Prior experience with independence rules
How to Audit: Accounting Estimates
Title : How to Audit: Accounting Estimates
Instructors : Jacyln Veno
When auditing management's accounting estimates, increased professional skepticism is necessary as there is always the potential for bias in areas of increased subjectivity & complexity. This course will demonstrate procedures to test the process used by management to develop estimates, as well as walk through common examples of accounting estimates that are included in the financial statements. It includes the updated requirements in SAS 143.
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Field(s) of Study: Auditing
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Learning Objectives
- Perform audit procedures to obtain comfort over the reasonableness of management's estimates
- Recall circumstances that require accounting estimates
Level
BasicPrerequisites
None
Advanced Preparation
None
Deep Dive into Quality Management
Title : Deep Dive into Quality Management
Instructors : Melisa Galasso
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Field(s) of Study: Auditing
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Learning Objectives
- Recall the components of quality management under SQMS 1
- Describe the objective of an engagement quality review under SQMS 2
- Identify the specific responsibilities of the auditor regarding quality management under SAS 146
- Recall the responsibilities of the engagement partner in SSARS engagements
Level
IntermediatePrerequisites
Experience with and knowledge of SQM Standards, SAS 146 and SSARS 26
2025 Not-for-Profit GAAP Update
Title : 2025 Not-for-Profit GAAP Update
Instructors : Melisa Galasso
Stay informed on the latest developments affecting not-for-profit (NFP) organizations with this 2025 GAAP update. While the FASB hasn’t issued recent NFP-specific standards, several Accounting Standard Updates (ASUs) will significantly impact nonprofits. This session will explore these ASUs and their implications for your organization. We’ll also dive into the evolution of programmatic investments and their interaction with the Current Expected Credit Losses (CECL) standard, followed by an introduction to IFR4NPO, a global initiative aimed at creating universal financial reporting standards for nonprofits. Gain the knowledge you need to navigate these changes with confidence and ensure compliance in the evolving NFP landscape.
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Field(s) of Study: Accounting Governmental
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Learning Objectives
- Identify elements of the proposed IFR4NPO standards
- Recall the impact of recent standard setting on programmatic investments
- Recognize the impact of recent ASUs on nonprofit financial reporting
Level
UpdatePrerequisites
Prior experience with nonprofit financial Reporting
Advanced Preparation
None
Internal Controls Best Practices
Title : Internal Controls Best Practices
Instructors : Melisa Galasso
Internal control frameworks help organizations identify the right controls without recreating the wheel. This webinar is designed to provide an overview of the updated 2013 COSO Internal Control – Integrated Framework as well as the Standards for Internal Control in the Federal Government (AKA the "Green Book“). We will review a history of COSO and its evolution until today. The updated Framework formalizes 17 principles which must be present and functioning in order to demonstrate effective internal controls. We’ll discuss each of these principles and related points of focus in detail including practical waits to implement. We’ll then look at how GAO leveraged the update of COSO to update the Green Book. We’ll then take a closer look at enterprise risk management and provide an overview of how entities can perform an effective risk assessment and mitigate risks through a control self-assessment (CSA) process. We’ll review the steps for control self-assessments and how small to medium entities can leverage CSAs to improve their internal controls.
Field(s) of Study: Auditing
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Learning Objectives
- Identify types of controls.
- Recall the five components of internal control
- Identify steps in performing a control self-assessment
- Distinguish between ICFR and ICOC
Level
BasicPrerequisites
None
Advanced Preparation
None
The Current and Future Landscape of Audit Technology
Title : The Current and Future Landscape of Audit Technology
Instructors : Peter Zender
Explore the transformative impact of technology on the audit profession in this forward-looking course. Gain practical insights into cutting-edge tools and trends, including data analytics, artificial intelligence (AI), and automation, and discover how these advancements are revolutionizing audit methodologies and improving audit quality. Through engaging demos, case studies, and actionable tips, you’ll learn how to navigate the evolving audit landscape with confidence and adaptability. This session is designed to equip CPAs with the knowledge to embrace innovation and stay ahead in a rapidly changing profession.
Field(s) of Study: Information Technology
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Learning Objectives
- Identify the latest audit technologies and tools available in the marketplace.
- Identify advancements in data analytics, artificial intelligence (AI), and automation that are transforming the audit process.
- Recognize the benefits and challenges of integrating these technologies into their firm’s audit practice.
Level
BasicPrerequisites
None
Advanced Preparation
None
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